I.
INTERGOVERNMENTAL ORGANIZATIONS
THE CREATION OF
INTERNATIONAL ORGANIZATIONS (IOS)
Why have states
chosen to organize themselves collectively? The response is found in liberalism
?
1. Within the framework of institutions,
cooperation is possible
Functionalism
·
Simple problems, often with technical (not
political) solutions are common starting points for IOs
·
David Mitrany argues that states “bind together
those interests which are common, where they are common, and to the extent to
which they are common.”
·
They promote building on and expanding the
habits of cooperation nurtured by groups of technical experts. Eventually,
those habits will spill over into cooperation in political and military
affairs.
Collective Goods
·
Collective goods are available to all members of
the group regardless of individual contributions.
·
The use of collective goods involves activities
and choices that are interdependent. Decisions by one states have effects for
other states; that is, states can suffer unanticipated negative consequences as
a result of actions by others.
·
Garrett Hardin, in The Tragedy of the Commons,
proposed several possible pollutions to the tragedy of the commons:
o
Use coercion: force nations and peoples to
control the collective goods.
o
Restructure the preferences of states through
rewards and punishments.
o
Alter the size of the group.
The Roles of
Intergovernmental Organizations (IGOs)
IGOs contribute to habits of cooperation; through IGOs,
states become socialized to regular interactions. Such regular interactions
occur between states in the United Nations.
Roles:
·
Some establish regularized processes of
information gathering, analysis, and surveillance.
·
Some IGOs, such as the World Trade Organization,
develop procedures to make rules, settle disputes, and punish those who fail to
follow the rules.
·
Other IGOs conduct operational activities that
help to resolve major substantive problems
·
IGOs also play key roles in bargaining, serving
as arenas for negotiating and developing coalitions.
·
IGOs often spearhead the creation and
maintenance of international rules and principles. They establish expectations
about their behavior of other states. These are known as international regimes.
·
Charters if IGOs incorporate the norms, rules,
and decisionmaking processes of regimes. IGOs help to reduce the incentive to
cheat and enhance the value of a good reputation.
·
For states, IGOs enlarge the possibilities for
foreign policy making and add to the constraints under which states operate and
especially implement foreign policy. States join IGOs to use them as
instruments of foreign policy.
·
IGOs also constrain states. They set agendas and
force governments to make decisions; encourage states to develop processes to
facilitate IGO participation, and create norms of behavior with which states
must align their policies if they wish to benefit from their membership.
·
IGOs affect individuals by providing
opportunities for leadership. As individuals work with or in IGOs, they, like
states, may become socialized to cooperate internationally.
THE UNITED
NATIONS
The UN was founded on three fundamental principles:
·
The UN is based on the notion of the sovereign
equality of member states. Each state is legally equivalent of every other
state.
·
Only international problems are within the
jurisdiction of the UN. Such problems include human rights, global
telecommunications, and environmental regulation.
·
The UN is designed primarily to maintain
international peace and security. States should refrain from the threat or use
of force and settle disputes through peaceful means.
Security has broadened from the classical protection of
national territory to human security—providing humanitarian relief for refugees
or the starving.
Structure
Security Council:
responsible for ensuring peace and security and deciding enforcement measures.
Decisions must be unanimous and each of the five permanent members has a veto.
General Assembly:
with 192 member states, permits debate on any topic under its purview. Since
the end of the Cold War, the GA’s work has been marginalized, and power has
shifted back to the Security Council, much to the dismay of the Group of 77, a
coalition of developing states, regional groups, and the Group of 20.
Secretariat:
gathers information, coordinates and conducts activities. The secretary-general
is the chief spokesperson and administrative officer.
Economic and Social
Counsel (ECOSOC): coordinates economic and social welfare programs and
coordinates action of specialized agencies.
Trusteeship Council:
supervision has ended; proposals have been floated to change its function to a
forum for NGOs.
International Court
of Justice: noncompulsory jurisdiction on cases brought by states and
international organizations.
Key Political Issues
The United Nations played a key role in the decolonization
of Africa and Asia. The UN Charter endorsed the principle of self-determination
for colonial peoples.
The emergence of new states transformed the United Nations
because of the formation of the Group of 77, pitting the North against the
South. This conflict continues to be a central feature of the United Nations.
Peacekeeping
In traditional peacekeeping, multilateral institutions such
as the United Nations seek to contain conflicts between two states through
third-party military forces. These military units are drawn from small, neutral
member states, invited by the disputants, and primarily address interstate
conflict.
Complex peacekeeping activities respond also to civil war
and ethnonationalist conflicts in states that have not requested UN assistance.
UN peacekeepers have tried to maintain law and order in
failing societies by aiding in civil administration, policing, and
rehabilitating infrastructure. This is referred to as peacebuilding.
Complex peacekeeping has had successes and failures.
Namibia’s transition from war to cease-fire and then to independence is seen as
a success; Rwanda’s genocide and need for humanitarian protection is seen as a
failure.
Reform: Success and
failures
Management: the size of the Secretariat has been reduced by
4,000. In the wake of the Oil for Food scandal, new financial accountability
mechanisms have been put in place and internal oversight has been established.
Reorganization: The High Commissioner for Human Rights,
Counter-Terrorism Committee, and Department of Peacekeeping Operations have
been restructured for greater efficiency. In 2006 a Peacebuilding Commission
was formed to address post-conflict recovery.
Security Council: Most states agree that the council membership
should be increased, but many disagree over how it should be done, Europe is
overrepresented, and Germany and Japan contribute the most financially. China
is the only developing country. Contending proposals have been discussed but no
agreement reached.
A Complex Network of
Intergovernmental Organizations
There are nineteen specialized agencies formally affiliated
with the United Nations. These organizations have separate charters, budgets,
memberships, and secretariats. They also focus on different issues. Examples
include the World Bank and Food and Agriculture Organization.
There are IGOs not affiliated with the United Nations,
including the World Trade Organization and the Organization of Petroleum
Exporting Countries, as well as regional organizations like the African Union.
THE EUROPEAN UNION
Historical Evolution
After World War II, an economically strong Europe (made
possible by a reduction of trade barriers and help from the United States) knew
it would be better equipped to counter the threat of the Soviet Union if it
integrated.
The European Coal and Steel Community represented the first
step toward realizing the idea. This became so successful that states agreed to
expand cooperation.
Under the European Economic Community, six states agreed to
create a common market—removing restrictions on internal trade, reducing
barriers to movement of people, services, and capital, and establishing a
common agricultural policy.
New areas were gradually brought under the umbrella of the
community, including health, safety, and consumer standards.
In 1986, the most important step was taken in deepening the
integration process—the signing of the Single European Act (SEA), which
established the goal of completing a single market by 1992.
The Maastricht Treaty was signed in 1992, and the European
Community became the European Union (EU). Members committed themselves to a
political union, including the establishment of common foreign policies, a
single currency, and regional central bank.
The 1997 Amsterdam Treaty put more emphasis on the rights of
individuals, citizenship, and justice.
The increased power of the EU has not been without its
opponents. The United Kingdom opted out of the monetary union, and some
Europeans fear a diminution of national sovereignty and are reluctant to
surrender their democratic rights to nonelected bureaucrats.
In 2004, the proposed European Constitution was signed by
members of the heads of state, but both the French and Dutch electorate
rejected the document.
Structure
Power initially resided in the Commission, which is designed
to represent the interests of the community as a whole. Increasingly, the
Council of Ministers, with a weighted voting system, has assumed more power.
The increasing power of the European Parliament is one area
of change. Since the 1980s it has gained a greater legislative role.
The growing power of the European Court of Justice is
another change. The court has the responsibility for interpreting and enforcing
EU law.
Policies and Problems
Among the many controversial issues has been the failed
effort to develop a common European foreign and security policy. The split
between who supported the 2003 Iraq war and those who opposed it is suggestive.
Issues surrounding widening are equally as problematic.
Should the EU continue to expand its membership by reaching out to Eastern
European states and the former Soviet Union? Can Turkey eventually meet the
criteria for membership?
Other regions have sought to follow the EU model, while
still others have sought a different role for integration
THE ORGANIZATION OF
AMERICAN STATES (OAS)
In 1948 the OAS adopted wide ranging goals: political,
economic, social, and military.
The OAS not has rules for the protection of democratic
government in the form of rules prohibiting members from supporting coups in
member states.
The African Union (AU) replaced the Organization of African
Unity (OAU) in 2002.
The OAU had been a weak organization as its members were
newly independent states and thus deeply concerned about questions of
sovereignty
The AU is an attempt to give African states an increased
ability to respond to the issues of economic globalization and democratization
affecting the continent.
II. NONGOVERNMENTAL ORGANIZATIONS
NGOs are generally private, voluntary organizations whose
members are individuals or associations that come together to achieve a common
purpose.
They are diverse entities, ranging from grassroots organizations
to those recognized transnationally. Some are funded solely through private
sources, while others rely on partial government funds. Some are open to mass
memberships and some are closed member groups.
The Growth of NGO
Power and Influence
The anti-slavery campaign was one of the earliest
NGO-initiated efforts to organize transnationally to ban a morally unacceptable
practice.
NGOs organizing on behalf of peace and noncoercive methods
of dispute settlement also appeared during the 1800s, as did the Red Cross,
which advocated for the treatment for wounded soldiers.
During the 1970s, networks and coalitions were formed among
various groups, and by the 1990s these NGOs were able to effectively mobilize
the mass pubic and influence international relations.
A number of factors explain the resurgence of NGO activity:
·
The issues seized on have been viewed as
interdependent, or globalizing, issues—issues states cannot solve alone and
whose solutions require transnational cooperation.
·
Global conferences became a key venue for
international activity beginning in the 1970s, each designed to address the
environment, population, women, and food. NGOs organized separate but parallel
conferences on the same issues.
·
The end of the Cold War and the expansion of
democracy have provided political opening for NGOs into parts of the world
before untouched by NGO activity.
·
The communications revolution—first fax, then
the Web and e-mail—has enabled NGOs to communicate more efficiently.
Functions and Roles
of NGOs:
·
NGOs act as advocates for specific policies and
offer alternative channels of political participation, as Amnesty International
has done.
·
They mobilize mass publics, as Greenpeace did in
saving the whales.
·
They distribute critical assistance in disaster
relief and to refugees, as Oxfam has done.
·
They are the principal monitors of human rights
norms and environmental regulations and provide warnings of violations, as
Human Rights Watch has done.
·
NGOs are the primary actors at the grassroots
level in mobilizing individuals to act. Their impact was felt strongly at the
1992 UN Conference on the Environment and Development (UNCTAD).
·
For the first time, they made statements from
the floor during official meetings, drafted information materials, and
scrutinized UN documents.
·
At the national level, NGOs have occasionally
taken the place of states, either performing services that are inept or corrupt
government is not stepping in for a failed state.
·
NGOs seldom work alone. The communications
revolution has served to link NGOs with each other, formally and informally.
·
NGOs may also be formed for malevolent purposes,
the Mafia, international drug cartels, and even Al Qaeda.
The Power of NGOs
·
NGOs rely on soft power, meaning credible
information, expertise, and moral authority that attracts the attention and
admiration of governments and the public.
·
NGOs have distinct advantages over individuals,
states, and intergovernmental organizations. They are usually politically
independent, participate at all levels, and can make policy with less risk to
national sensitivities.
·
NGOs can increase their power through networking
with other NGOs.
·
The International Campaign to Ban Landmines
demonstrates the power of the network.
The Limits of NGOs
·
Most NGOs have very limited economic resources
since they do not collect taxes. The competition for funding is fierce.
·
There is a continuous need to raise money, and
some NGOs increasingly rely on governments. If NGOs choose to accept state
assistance, then their neutrality and legitimacy is potentially compromised.
·
Success is hard to measure; there is no single
agenda, and NGOs are often working at cross-purposes.
·
Some people question whether certain activities
undertaken by NGOs, which have traditionally been viewed as supportive of the
common good, may result in prolonging conflicts.
III. INTERNATIONAL LAW
International Law and
Functions
International law consists of a body of both rules and norms
regulating interactions among states, between states and IGOs, and among IGOs,
states, and individuals.
At the state level, law is hierarchical. Established
structures exist for both making law and enforcing law, and law binds
individuals and groups within the state. There is widespread compliance with
the law because it is in the interest of everyone that order be maintained.
In the international system, authoritative structures are
absent. Nonetheless, liberals acknowledge that international law exists and has
an effect in daily life, such as airspace, trade, and shipping regulations.
The Sources of
International Law
·
Custom. But customary law is limited because it
develops slowly. Not all states participate in customary law, and its
uncodified nature leads to ambiguity in interpretation.
·
Treaties. Treaties are the dominant source of
law today, and are legally binding: only major changes in circumstances give
states the right not to follow treaties they have ratified.
·
Authoritative bodies, such as the UN
International Law Commission.
·
Courts. The International Court of Justice (ICJ)
has been responsible for some significant decisions, but it is a weak
institution for several reasons:
·
The court actually hears very few cases. Since
1946, only 112 cases have been brought before it.
·
When cases are heard, they rarely deal with the
major controversies of the day because such controversies are outside of the
court’s reach.
·
Only states may initiate proceedings;
individuals and nongovernmental actors like multinational corporations cannot.
·
National and even local courts. They may hear
cases occurring on their territory in which international law is invoked or
cases involving their own citizens.
·
Under universal jurisdiction, states may claim
jurisdiction if the conduct of a defendant is sufficiently heinous to violate
the laws of all states. States claimed jurisdiction as a result of genocide in
World War II, and for war crimes in Bosnia, Rwanda, and Kosovo.
Enforcement of
International Law
A key trend in the new millennium has been the expansion of
the international judiciary, motivated by the idea of individual responsibility
for war crimes and crimes against humanity.
Following the atrocities of Yugoslavia, Rwanda, and East
Timor, the UN established two ad hoc criminal tribunals. Because of the need to
establish procedures and the difficulty of finding those accused, the trials
have been subject to criticism
In light of the difficulties with the ad hoc tribunals, in
1998, states concluded the statute for the International Criminal Court (ICC),
an innovative court having both compulsory jurisdiction and jurisdiction over
individuals.
ICC work began in 2003, and pending cases all concern crimes
committed in African countries.
The ICC is controversial. Supporters see the court as
essential for establishing international law and enforcing individual accountability.
Others, including the U.S., objects to it on the grounds that the ICC infringes
on U.S. sovereignty and may implicate U.S. military or political officials.
Why do states obey
international law most of the time?
The liberal response is that they obey because it is right
to do so. Individual states benefit from living in an ordered world where there
are general expectations about other states’ behavior.
Should states choose not to obey, other members of the
international system do have recourse: they can issue diplomatic protests,
initiate reprisals, threaten to enforce economic boycotts, or use military
force.
Self-help mechanisms of enforcement from one state alone are
apt to be ineffective. To be most effective, states must use collective action
against the violator.
IV. REALIST VIEWS OF INTERNATIONAL ORGANIZATION AND LAW
They are skeptical about international law
International law creates some order, and states comply
because it is in the state’s self-interest to comply. It is in the self-interest
of states to have their airspace and territory respected, and to enjoy secure
procedures for international trade.
They are also skeptical about international organizations,
both IGOs and NGOs.
Realists do not put much faith in the United Nations and point
to failures of the Security Council to collectively punish aggressors.
Most NGOs exist at the beck and call of states; it is states
that grant them legal authority, and it is states that can take away that
authority.
V. THE RADICAL VIEW OF INTERNATIONAL ORGANIZATION AND LAW
Radicals see contemporary international law as the product
of a specific time and historical process, emerging out of eighteenth-century
economic liberalism and nineteenth-century political liberalism.
Law primarily comes out of Western capitalist states and is
designed to serve the interests of that constituency, and is biased against
socialist states, the weak, and the unrepresented.
IGOs, especially the UN and UN agencies, were designed to
support the interests of the powerful. Those institutions have succeeded in
sustaining the powerful elite against the powerless mass of weaker states.
The lack of representativeness and the lack of
accountability of NGOs are key issues. Most radicals see the world of NGOs
based in the North as dominated by members of the same elite. NGOs are captive
to the dominant interests of that system.
Contemporary law and international organizations are not the
agents of the political and economic changes that radicals desire,
VI. THE CONSTRUCTIVIST VIEW OF INTERNATIONAL ORGANIZATION
They place critical importance on institutions and norms.
Both IGOs and NGOs can be norm entrepreneurs that socialize and teach states
new norms. These new norms may influence state behavior.
Law plays a key role in constructivist thinking because it
reflects changing norms. Norms are internalized by states themselves, they
change state preferences, and shape behavior.
VII. In Sum: Do IGOs, NGOs, and International Law Make a
Difference?
Realists remain skeptical; all are reflections of state
power and have no independent identity or role.
Radicals view them skeptically as well. They see them as
mere reflections of political and economic hegemony.
Liberals believe that international law and organizations do
not replace states as the primary actors, but they do provide alternative
venues for states themselves to engage in collective action and for individuals
to join with other like-minded individuals in pursuit of their goals.
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