DISPUTE RESOLUTION IN THE ASEAN COUNTRIES



Introduction
The Association of South-East Asian Nations came into being on 8th August 1967 with the signing of the Bangkok Declaration by the Foreign Ministers of Malaysia, The Philippines, Singapore, Thailand and Indonesia, while assembled at the Thai Department of Foreign Affairs. The political and economic organization now comprises of ten countries having brought Brunei, Burma (Myanmar), Cambodia, Laos, and Vietnam into the fold.
Its primary purpose is to promote peace and stability in the south-easterly region of Asia. Its two main objectives as declared in the first ASEAN Regional Forum (ARF) Chairman’s statement[1] are:
a)      To cultivate productive dialogue and consultation on political and security issues which are of common interest and concern, and;
b)      To make significant contributions and efforts towards confidence building and preventive diplomacy in the region.
Since then, ASEAN has developed three main mechanisms to achieve peaceful dispute settlement, including:
1.      The Treaty of Amity and Cooperation of 1976 (TAC)
This was signed in conjunction with the Declaration of ASEAN Concord of 1976 a landmark agreement which sets out peaceful settlement of disputes as a fundamental principle of ASEAN, thus committing member states to “refrain from the threat or use of force” and settle any disputes through “friendly negotiations”. 
To tackle unresolved disputes in the region, the TAC established a High Council comprising of ministerial representatives of all state parties.  All parties to a dispute can apply TAC to their case conditional to all parties consenting to the same. The High Council is also mandated to recommend appropriate means of dispute settlement to the disputing parties, which could include the constituting a committee of mediation, inquiry or conciliation.
2.      The 1996 Protocol on Dispute Settlement Mechanism
Disputes relating to the interpretation and application of ASEAN agreements arose due to the exponential growth and cooperation in the economic sector, leading to the need by ASEAN to provide for the resolution of such disputes.
An example of this is the Agreement for the Promotion and Protection of Investments in 1987 which provides that such disputes that cannot be settled should be submitted to the

3.      The Protocol for Enhanced Dispute Settlement Mechanism, 2004 (EDSM or the Vientiane Protocol).
It applies to disputes relating to all ensuing economic commitments in the ASEAN and also retroactively to earlier key economic agreements before the agreement came into effect.
It is composed of panels and an appellate body that assess disputes which cannot be settled through mediation or conciliation.  Based on the findings of the panel or appellate body, a member state may be requested to take measures to bring itself into conformity with an ASEAN economic agreement. 
Where the findings or recommendations are not implemented within a specified time, the complaining party may negotiate for compensation or suspend concession towards the other party.

The ASEAN Charter
The Charter was launched on 15th December 2008 in Jakarta, Indonesia after the members of ASEAN met in the Indonesian capital of Jakarta in November 2007 to sign it.
It serves as a framework for dispute settlement in ASEAN and may be regarded as a constitution-like document governing relations among the ASEAN members hence establishing the organization as an international personality on its own. Its fundamental principles include:
a) Respect for the independence, sovereignty, equality, territorial integrity and national identity of all ASEAN Member States;
b) Shared commitment and collective responsibility in enhancing regional peace, security and prosperity;
c) Renunciation of aggression and of the threat or use of force or other actions in any manner inconsistent with international law;
d) Reliance on peaceful settlement of disputes;
e) Non-interference in the internal affairs of ASEAN Member States;
f) Respect for the right of every Member State to lead its national existence free from external interference, subversion and coercion;
Role of the ASEAN Charter in Dispute Resolution
ASEAN’s methodology of resolving conflicts is usually different from how the domestic laws of these countries would apply to the contextual dispute.
Article 22(1) of the ASEAN Charter provides for peaceful resolution of all disputes between member states, in a timely manner through consultation, negotiation and dialogue, further stating that the Chairman or Secretary-General may offer his good offices to resolve the parties’ differences.
It would however be unrealistic to believe that consultation, negotiation and dialogue could resolve the conflict arising hence Article 22(2) requires that “ASEAN shall maintain and establish dispute settlement mechanisms in all fields of ASEAN cooperation” meaning that if there are any ASEAN instruments providing for that particular dispute settlement, the dispute should be resolved within that instrument.
Article 9 of the Charter further provides that any differences between member states concerning the interpretation or application of the charter should be settled amicably between the parties, and, if need be, a body may be instituted to resolve the particular dispute.
The establishment of the ASEAN Protocol on Enhanced Dispute Settlement Mechanism (Vientiane Protocol) laid emphasis on Article 9 though it basically covers ASEAN economic agreements. Article 22(3) of the Charter provides that where it has not been specifically provided for, all disputes dealing with the interpretation or application of ASEAN economic agreements should be settled in accordance with the Vientiane Protocol.
The Protocol establishes a panel to look into the dispute and make findings to assist the Senior Economic Officials Meeting to come to a decision by considering the nature of the dispute as well as how to best resolve it.
For disputes not involving an ASEAN instrument, Article 24(2) of the Charter applies by providing that the modes of dispute settlement prescribed in the TAC, along with its rules of procedure, will apply. Disputes threatening peace, according to the TAC, shall be referred to the High Council which should consist of representatives from each of the contracting party states
The ASEAN Summit
The ASEAN Summit is an annual meeting convened by the member states discussing matters relating to their collective economic and cultural development. It conducts a three-day annual meeting with invited ASEAN ‘dialogue partners’ who include, but are not limited to South Korea, China and Japan. The usual itinerary for such a meeting would include the following:
  • ASEAN leaders hold an internal organization meeting.
  • ASEAN leaders hold a conference together with Foreign Ministers of the ASEAN Regional Forum.
  • Leaders of 3 ASEAN Dialogue Partners (also known as ASEAN+3) hold a meeting with the ASEAN leaders.
  • A separate meeting is set for leaders of 2 ASEAN Dialogue Partners

The Role of the ASEAN Summit in Dispute Resolution
Its role comes in after the appropriate, provided means of dispute resolution has failed. Article 26 provides that if this does occur, the dispute should be referred to the ASEAN Summit, ASEAN’s highest organ.
The Secretary General is usually given the task of monitoring compliance once a decision has been delivered in a dispute after which he is to submit a report to the Summit. Should a State refuse to comply with the decision, the aggrieved party may refer the matter to the Summit for further action. The role of the Summit will be to recommend measures to be taken to ensure compliance of the decision.
One of the most instrumental disputes in which the ASEAN’s mechanisms have become apparent is the long-standing and still ongoing dispute over the South China Sea, as regards the territorial claims of each coastal State.

South China Sea Dispute
South China Sea (SCS) dispute involves China, Taiwan, Philippines, Malaysia, Vietnam, and Brunei, and other States related to their legal claims over Spratly and Paracel chain of islands, as well as other islands in the mineral-rich South China Sea. With four ASEAN member states having overlapping claims in this marine territory, it is instrumental for ASEAN to speak with one voice regarding this matter.[2]
The dispute was initiated by unilateral Chinese claims regarding its territorial sovereignty in the South China Sea through issuing a territorial map marked with nine dotted lines which reflected whole area of South China Sea. This map immediately drew out a reaction from Brunei, Malaysia, the Philippines, Vietnam, and Taiwan since Chinese claims over it territorial jurisdiction breached their territorial sovereignty over territorial waters as well as the exclusive economic zones (EEZ) of the concerned States.
China underlies its claim on the basis of several main reasons, such as:
a.       China considers that Spratly Islands and most of SCS region are part of its territory based on its history. This is shown through expedition of ancient Chinese history which states that the SCS region had been part of Chinese territory on several dynasties.
b.      China declared that Paracel Island is part of Hainan Island which is integrated to China.
c.       China declared the legality of his claim on Spratly and Paracel islands bags as natural thing, considering this claim had been made after the end of World War II, where these islands were still claimed by Japan.
China has severally confirmed that the country is not going to let go of the control and protection of its core interest, even if it must use the military instrument. Chinese Defense Ministry Spokesman even added that China has patent sovereignty over disputed area encouraged by its historical evidences as legal backing instrument. This confirmation of China then followed by its implementing action on the field, such as establishing Garrisons in various islands which are actually in the EEZ territory of another state, building air bases on several islands of SCS and claimed the territory which is claimed as Chinese traditional fishing ground, and sending naval and air patrols to any occupied areas.
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The potential values of the South China Sea could be a reason for conflict. It has:
         i.            Strategic geographical location, where this area is surrounded by a 10 coastal states comprises of China, Taiwan, Vietnam, Cambodia, Thailand, Malaysia, Singapore, Indonesia, Brunei Darussalam, and the Philippines.
       ii.            Rich biodiversity and natural resources, where 30% of the world’s coral reefs and variable resource of fisheries are in this region. The area is also rich in its natural resources such as oil and gas, where Spratly and Paracel islands have oil reserves.
      iii.            High economic and political value through its naval power, considering the area is part of sea lanes of communication and sea lanes of trade which connects the Indian and Pacific Ocean, that make this area become one of world’s busiest international sea lanes that connects world busiest shipping ports.
     iv.            Geopolitical pivot point, where the ability of controlling this region determines the action to do some power projections to various regions around the world.
In light of China’s insistent push to resolve this dispute through separate bilateral talks with each aggrieved State in a bid to avoid the power of collective bargaining that an ASEAN-fronted negotiation may result in, there have been several forums and meetings by the ASEAN seeking to put an end to this debacle.
Some of these, such as the Summit of Foreign Ministers in July 2012, end in tense disagreements with little progress made.[3] This however has culminated in the publication and acceptance of a declaration on the conduct of ASEAN member states as regards the SCS dispute.[4]
Additionally, it must be noted that through the continuous lobbying and negotiation undertaken at the highest echelons of ASEAN’s structure, the Summit of Foreign Ministers, in 2012, released a statement[5] detailing the six principles that reaffirmed the conduct of ASEAN member states as regards their relations among themselves and collectively towards China as regards their territorial claims. Among these included an expeditious conclusion of a regional Code of Conduct on the South China Sea well as the continued exercise of self-restraint and non-use of force by all parties.

Conclusion
Ultimately, ASEAN’s mechanisms come out as being evident support for the economic and political stability of the South-East Asia region. This is in light of endless disputes and heightening of tensions between member States themselves or between them and other States.
ASEAN’s undying efforts to resolve the South China Sea dispute though met by endless infighting and competing interests, has been instrumental in the maintenance of a continued state of calm in the region with armed conflict being far from mind so long as ASEAN carries on its negotiating efforts.
Most instrumental in this is the Summit of Foreign Ministers, whose endless efforts at negotiation and the ability of each state to compromise at the negotiating table propels ASEAN towards being an international success to be emulated.













References
4.      Agreement on Dispute Settlement Mechanism of the Framework Agreement on Comprehensive Economic Co-operation Between the Association of Southeast Asian Nations and the People’s Republic of China.
5.      Harry (15 December 2008). "ASEAN launches charter under shadow of crisis"
6.      "'Momentous' day for ASEAN as charter comes into force". Agence France-Presse. 15 December 2008.







[1] 1994
[2] Can ASEAN unite on South China Sea? Hunt, L., http://thediplomat.com/2012/11/can-asean-unite-on-south-china-sea/  (Last accessed 16 March 2014).
[3] Sea dispute upends Asian summit, Barta, P., http://online.wsj.com/news/articles/SB10001424052702303919504577524133983292716  (Last accessed 16 March 2014)
[5] ASEAN’s six-point principles on the South China Sea, accessible at http://www.cfr.org/asia-and-pacific/aseans-six-point-principles-south-china-sea/p28915 (Last accessed 16 March 2014)

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